The BasisCode Compliance suite of compliance management software solutions are used by some of the world’s leading financial services, consulting, legal, accounting, fund administrator and broker-dealer organizations.
BasisCode has financial compliance software that work for every size and every need.
Core software for organizations with basic compliance needs; enterprise software for firms requiring more comprehensive solutions. Every BasicCode compliance software solution is scalable and flexible to meet your organization’s needs.
What customers are saying
Comprehensive financial compliance management functionality
A paperless platform for capturing all compliance workflow events and documents
Flexible system supports your workflows, procedures and rules
Seamless integration with existing systems
Links evidence to procedures
Archives all information making it easy to extract for regulatory audits
Saves time by automating all tasks and data gathering
Reduces risk exposure and liability
Your people: BasicCode financial compliance software solutions simplify compliance for all
- Chief Compliance Officer (CCO) and compliance management team
- Sales and Marketing teams
- Trading, asset management, fund administration teams
Our people: Live Customer Support
- Our designated account managers ensure responsive and knowledgeable support