The BasisCode Compliance suite of compliance management software solutions are used by some of the world’s leading financial services, consulting, legal, accounting, fund administrator and broker-dealer organizations.
Hear what leading compliance industry professionals and consultants have to say on how best to utilize compliance consultants in a recent webinar hosted by the National Society of Compliance Professionals (NSCP).
BasisCode has financial compliance software that work for every size and every need.
Core software for organizations with basic compliance needs; enterprise software for firms requiring more comprehensive solutions. Every BasisCode compliance software solution is scalable and flexible to meet your organization’s needs.
A revolutionary proactive approach to monitoring Insider Trading! Enables users to detect suspicious or abnormal trading that may have resulted from the misuse of material non-public information. Available as a standalone software solution or as part of an integrated suite.
The core of a robust compliance and reporting program. Essentials covers testing and certifications, risk assessment, gifts and entertainment, whistleblower, document portal and employee portal.
A comprehensive compliance management software solution dedicated to larger firms with a global or more complex footprint. Enterprise covers testing and certifications, risk assessment, gifts and entertainment, whistleblower, personal trading, forms studio, documents portal, extensive reporting and an employee portal.
Streamlines management of personal trading including pre-clearance and post clearance, trade request analysis and employee-managed or direct feed brokerage options. Available as standalone or as part of an integrated suite.
Developed exclusively to allow compliance consultants to enhance compliance management controls, improve staff performance and productivity, and increase operational efficiency and scalability.
What customers are saying
Comprehensive financial compliance management functionality
Your people: BasicCode financial compliance software solutions simplify compliance for all
- Chief Compliance Officer (CCO) and compliance management team
- Sales and Marketing teams
- Trading, asset management, fund administration teams
Our people: Live Customer Support
- Our designated account managers ensure responsive and knowledgeable support