With decades of technology, financial services and compliance expertise, our team will efficiently help you transform your manual and/or disconnected processes into our fully integrated platform enabling your team, regardless of how large or small, optimize its program quickly and completely.
As part of our process, your dedicated on-boarding team will help you:
- Tailor your business processes,
- Define your firm’s distribution and approval groups and hierarchical relationships,
- Establish your compliance calendar’s testing, certifications and risk management framework and
- Replace hardcopy documents and processes through our integrated Forms Studio and Employee Launch portal
Once your initial business processes are configured, you’ll start to realize efficiency gains related to:
- Productivity; using automated processing rules for review and approval workflows
- Scalability; providing readily available tools for your team to create new ad-hoc tests, forms, quizzes, templates and application views as your needs evolve
- Reporting; with analyzation tools and regulatory audit-ready exports at your fingertips
By virtue of our integrated yet flexible rules-based compliance technology platform, you can quickly and cost-effectively extend services as your needs evolve. We support:
- Open application programming interfaces (APIs) ease data and software integration with other systems
- Single Sign On
- Two Factor Authentication
- Verifiable audit trails of actions across the platform
- SEC Rule 17(a)-4 Compliant Recordkeeping
- SSAE16/ISO 27001-compliant global data centers and failsafe enterprise-class servers
