With decades of technology, financial services and compliance expertise, our team will efficiently help you transform your manual and/or disconnected processes into our fully integrated platform enabling your team, regardless of how large or small, optimize its program quickly and completely.

As part of our process, your dedicated on-boarding team will help you:

• Tailor your business processes,
• Define your firm’s distribution and approval groups and hierarchical relationships,
• Establish your compliance calendar’s testing, certifications and risk management framework and
• Replace hardcopy documents and processes through our integrated Forms Studio and Employee Launch portal

Once your initial business processes are configured, you’ll start to realize efficiency gains related to:

• Productivity; using automated processing rules for review and approval workflows
• Scalability; providing readily available tools for your team to create new ad-hoc tests, forms, quizzes, templates and application views as your needs evolve
• Reporting; with analyzation tools and regulatory audit-ready exports at your fingertips

By virtue of our integrated yet flexible rules-based compliance technology platform, you can quickly and cost-effectively extend services as your needs evolve. We support:

• Open application programming interfaces (APIs) ease data and software integration with other systems
• Single Sign On
• Two Factor Authentication
• Verifiable audit trails of actions across the platform
• SEC Rule 17(a)-4 Compliant Recordkeeping
• SSAE16/ISO 27001-compliant global data centers and failsafe enterprise-class servers