Our Company

BasisCode Compliance LLC is a leading provider of regulatory compliance and risk management solutions that ensure an audit-ready compliance program. Its software manages the risk lifecycle from identification to resolution enhancing compliance controls and decision-making to safeguard each firm and its clients.

The company’s cloud-based software suite is used by nearly 400 organizations globally. BasisCode’s core compliance functions and personal trading and insider trading solutions offer effective regulatory compliance for financial services firms across the industry, including: