At BasisCode, our sole priority is to provide outstanding service to our clients. To help accomplish this, we partner with industry leading experts who value technology as much as you do. Find your perfect match within our Consultant Marketplace.
A team of seasoned compliance consultants who bring a fresh perspective, time-tested technologies and a wealth of hands-on compliance experience to help our financial services clients – from start-ups to mature firms – anticipate and mitigate current and potential risks. Visit Alaric Compliance Services
Barge Consulting is a leader in regulatory compliance consulting for investment advisers. Our company offers a variety of SEC consulting services under the Investment Advisers Act of 1940. Visit Barge Consulting, LLC
Cipperman provides managed compliance services to registered funds, money managers, private fund sponsors, broker-dealers, and CPO/CTAs. CCS develops, implements, and operates complete and customized compliance programs that include ongoing review, testing, management, training, and regulatory response. CCS leverages the experience of a multidisciplinary team and takes full accountability for its advice and services. Visit Cipperman Compliance Services, LLC
Focus 1 Associates LLC specializes in assisting registered investment advisers—institutional, wealth advisers, family offices, and advisers to private funds—with their compliance needs under Rule 206(4)-7 of the Investment Advisers Act of 1940. RIA, SEC Compliance - Focus 1Our RIA compliance services are built on a quality control process that affords complete confidence in your compliance program. Visit Focus 1 Associates, LLC
Regulatory Compliance Consulting for Investment Advisers, Private Funds and Broker-Dealers.When it comes to business, you may listen to a consultant, but you trust your partners. At Hardin Compliance, our SEC and FINRA compliance experts form long-lasting partnerships for success. Visit Hardin Compliance Consulting, LLC
Helping Organizations Bridge The Compliance Knowledge Gap.Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators. Visit SEC3 Compliance Consultants