What our clients are saying about us…

“BasisCode Compliance has been tremendous in helping Balentine effectively manage our compliance program. Having calendar testing & results, attestations, and risk assessments centralized makes the job so much easier. Employees are able to view policies documents, submit any form for review or approval, enter gifts and entertainment, and view their outstanding tasks in one place. The BasisCode team is very responsive and continues to add functionality with every release.

I strongly recommend BasisCode Compliance to Senior Managers who want to streamline the workload associated with Regulatory and Risk Management Programs.”

Erica Farber
Director of Operations & CCO

“BasisCode Compliance’s flexibility has enabled Northwest Asset Management to centralize our custom compliance program and manage Investment Advisor Representatives regulatory requirements while streamlining workflow. Our recent external audit is evidence of the benefits resulting from having a robust platform.

We recommend the BasisCode Compliance platform to organizations dealing with the daily challenges of maintaining an effective compliance program.”

Nelly Mubashi
Partner – Chief Operating Officer
Northwest Asset Management

“BasisCode Compliance is a great all-around compliance system…As a result of the different modules of the system we have efficiently streamlined all of the Code of Ethics reporting, audits, tests, reviews and data that we are required to collect and store…”

Toni Gretsky
Brinker Capital

“We got up and running in less than a month without the risk and overhead of …installing software in-house…”

Debbie Powell
HA&W Wealth Management