Governance, Risk & Compliance

BasisCode Compliance™ Essentials is a powerful compliance management software that simplifies management of the risk lifecycle – from identification to resolution – strengthening compliance controls and decision-making that safeguards firms.

The comprehensive set of integrated compliance and risk management tools provides rapid design, deployment and continuous updating of controls. This effortlessly streamlines day-to-day management of compliance programs.

With the software’s flexibility and capacity to scale, it is an essential compliance solution for organizations of all sizes.

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Governance & Audit Manager

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Compliance Essentials

See how our powerful integrated compliance platform can transform your business, support your data security efforts and reduce risk.

Why BasisCode?

Trusted by 400+ Firms Globally

Simplifying the Compliance Process

99% Renewal Rate

Hear What Customers Are Saying about BasisCode

“BasisCode Compliance is a great all-around compliance system…As a result of the different modules of the system we have efficiently streamlined all of the Code of Ethics reporting, audits, tests, reviews and data that we are required to collect and store”

– Toni Gretsky, Brinker Capital

How to Maximize the Benefits of Compliance Technology

By Carlos Guillen, President & CEO

(Originally published in IAA Today, an Investment Adviser Association publication)

It has now been almost 20 years since the first computer software was introduced to help compliance officers automate the many tasks involved in the day-to-day management of a company’s risk and compliance program. Over this time, compliance technology software has become increasingly sophisticated with fully integrated solutions that can track multiple tasks in different functional areas on a common platform optimizing compliance and risk management programs.