Confident in your approach to protecting MNPI?
BasisCode Compliance™ Insider Trading Manager is a powerful compliance management software that enables firms to confidently detect the potential misuse of material non-public information by identifying transactions that have breached corporate policy. Our comprehensive insider trading compliance and trade monitoring software significantly improves labor-intensive and error-prone manual processes.
How can compliance software optimize the insider trading compliance process while reducing false positives?
Unlike systems that are solely news- or event-driven, BasisCode Compliance™ offers a comprehensive set of risk management tools that provides a framework which monitors all ongoing trading activity against a proprietary, sophisticated, detection engine.
Our trade monitoring software and effective core regulatory compliance functions are trusted by over 400 global companies. The key audit-ready features and comprehensive technology integrates with other systems to provide a variety of benefits, including:
- Saves time
- Reduces risk and
- Provides for more meaningful analysis
Key Features of an Integrated Audit-Ready System
Configurable Detection Engine
- Highly advanced, skillfully designed to increase detection accuracy whilst reducing false positives
- Configure settings applied against a wide range of filtering thresholds including transaction size and rolling time periods
- Access patent pending features such as the Market Movement Mechanism and Volume Move Mechanism
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Integrated News Sources
- Integrated news feeds cross-reference securities
- Access, review and archive related news items to serve as supporting documentation/evidence within investigations
Automated Trading Data
- Easily analyze both firm and employee trading activities against detection engine settings with automated data feeds
- Integrated watch-dog approach analyzes data in a set-it and forget-it framework
- Patent pending detection engine continuously processes data to more accurately identify exceptions thereby reducing false positives
- Fully-integrated investigative framework offers an end-to-end analysis workflow
- Step-by-step investigation process is captured and memorialized by date and timestamps as part of a fully verifiable audit trail.