The BasisCode Compliance™ Essentials & Personal Trading Manager offers a powerful technology suite that automates and streamlines employee conflict of interest management, Code of Ethics administration and personal trading surveillance.
This sophisticated system reduces regulatory risk; increases the overall efficiency of compliance departments; and eliminates labor-intensive and error-prone manual processes.
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Hear What Customers Are Saying about BasisCode
“BasisCode Compliance is a great all-around compliance system…As a result of the different modules of the system we have efficiently streamlined all of the Code of Ethics reporting, audits, tests, reviews and data that we are required to collect and store”
– Toni Gretsky, Brinker Capital
By Carlos Guillen, President & CEO