BasisCode Compliance Forms Studio

BasisCode Compliance Forms Studio is an extremely flexible technical solution offered to better manage ad-hoc, compliance- or non-compliance-related events. Forms Studio successfully replaces paper documentation with an electronic audit trail for activities including:

  • Outstanding business activity notifications
  • Marketing material approval
  • Sub-advisor due diligence
  • New client onboarding

The application for Forms Studio is virtually limitless. Simple document creation and custom workflow parameters eliminate manual delivery and compilation of forms and results. Delivery receipts, actions, email bounces, etc are automatically recorded and tabulated for quick and easy review.