Who We Serve

With decades of technology, financial services and compliance expertise, our team partners with the industry to redesign the standard for optimizing the compliance and risk management lifecycle.

Too often compliance teams struggle with use of multiple point solutions, manual and disparate processes to manage their risk and compliance programs. BasisCode Compliance delivers a powerful, fully integrated suite of compliance and risk management solutions, providing your team the agility to respond to regulatory changes, greater transparency, enhanced continuity and secure and audit-ready record keeping. 

Financial Services Industry

  • Investment Advisers
  • Private Fund Managers
  • Hedge Funds
  • Broker-Dealers
  • Mutual Funds & Mutual Fund Distributors
  • Third Party Compliance Consultancies

 Business Units

  • Compliance & Risk Management
  • Supervision
  • Internal Audit