Who We Serve

Compliance Software for Financial Professionals

BasisCode Compliance™ partners with registered investment advisors, private fund managers, broker-dealers, and others in the financial industry with clear goals – redesign the standard for the compliance and risk management lifecycle and optimize audit-readiness to safeguard your firm and your clients.

Advanced Financial Regulatory Compliance Tools

Too often compliance teams struggle with use of multiple point solutions, manual and disparate processes to manage their risk and compliance programs. BasisCode Compliance™ delivers a powerful, fully integrated suite of cloud-based compliance and risk management solutions.

Our compliance management tools and risk assessment software provide your team the agility to respond to regulatory changes, greater transparency, enhanced continuity and secure and audit-ready record keeping. 

With BasisCode, your organization can end the struggle with manual, inconsistent risk management processes while reducing your risk of costly oversights and compliance violations.

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Regulatory Compliance Solutions for the Financial Services Industry

  • Registered Investment Advisors
  • Broker Dealers
  • Hedge Funds & Private Fund Managers
  • Insurance Companies
  • Banks

Financial Risk Management Tools for Business Units

  • Compliance & Risk Management
  • Supervision
  • Governance & Internal Audit