User defined, workflow enabled suite of essential enterprise functionality
- Testing, Certifications & Risk Assessments
- Gifts & Entertainment and Whistle blower
- Forms & Workflow Studio
- Employee & Document Launch Portal
Streamlined management of personal trading across the enterprise
- Pre & Post Trade Requests and Analysis
- Configurable rules engine
- Direct Access & Employee Managed Brokerage feeds
- Improves oversight and ability to resolve trading issues faster
A new, revolutionary, approach to managing insider trading
- Detect Suspicious Trading Activities Potentially as a Result of Misuse of NPI
- Configurable Rules Engine to Reduce False+
- Integrated Full Coverage News & Data Capture to Support Analysis
- Available as a Stand-Alone
Designed exclusively for consultants to optimize the way you deliver your services
- Enhance Your Service Offerings to Leverage Technology
- Improve Staff Performance & Productivity
- Increase Operational Efficiency and Scalability
Find a consulting partner who values technology as much as you via our Partners in the Consultant Marketplace
- Access industry experts for the guidance you need
- Seamlessly implemented and delivered through technology you can count on
NSCP Currents Article
“How to Best Work with Compliance Consultants“
Selected as part of the Best of 2019 Edition
NSCP Webinar on “How Best to Work With Compliance Consultants“
