BasisCode is officially a member of the Orion Advisor Solutions family!
We’re excited to see how combining Orion’s wealthtech platform with our comprehensive compliance software platform will enhance the overall advisor-client journey.
SEC Exam Priorities Webinar:
What to Know, How to Prepare, the Tech You Need
Optimizing Compliance + Risk
Management
Complete approach to governance, risk and compliance (GRC), that includes Code of Ethics administration, in a fully integrated and always audit-ready architecture.
The Basis of an Audit-Ready Business
Designed with the entire risk mitigation cycle in mind – the BasisCode Compliance platform enables the assessment and ranking of risk, the execution of controls that mitigate those risks and ongoing monitoring which allows you to continually evaluate the performance of your program and efficiently identify areas of weakness.
Who We Serve
Financial Technology designed with the entire user spectrum in mind.
Every stakeholder has their own distinct needs, goals and expectations when it comes to technology. With BasisCode, you can expect a solution powerful enough to exceed the ever-evolving needs of compliance teams and senior leadership, while remaining intuitive, easy-to-use, and mobile accessible for employees.
Scalable Technology to Power Growth
Complete Compliance + Risk Management
Personal + Insider Trading Management
Latest From BasisCode
Maximizing the Potential of Your
Consulting Partnership
BasisCode for Consultants enables consultancies to supplement their services with a robust GRC technology infrastructure designed to optimize their own service delivery, security framework and each client’s audit-readiness.
The Consultant’s Corner at BasisCode Marketplace comprises the industry’s leading compliance consulting firms and was designed to help financial services firms identify partners that value technology as part of a complete solution.
BasisCode for Consultants enables consultancies to supplement their services with a robust GRC technology infrastructure designed to optimize their own service delivery, security framework and each client’s audit-readiness.
The Consultant’s Corner at BasisCode Marketplace comprises the industry’s leading compliance consulting firms and was designed to help financial services firms identify partners that value technology as part of a complete solution.
