Is Compliance Keeping Up With Your Automated Advisory Tools?

[supsystic-social-sharing id="1"]

By Carlos Guillen, President & CEO BasisCode Compliance

financial-planning
Automated advisory tools such as account aggregation, portfolio analysis and financial planning systems are being touted for their ability to increase productivity while allowing advisors to collaborate more easily with clients.  Included in many next generation toolkits, robo advisors rely on algorithms and model portfolios to automatically align client portfolios with risk tolerance and other predefined thresholds.

[Originally Published at Financial Planning]