Optimizing Compliance & Risk Management
Too often compliance teams struggle with use of multiple point solutions, manual and disparate processes to manage their risk and compliance programs.
Used by some of the world’s leading financial services, consulting, legal, accounting, fund administrator and broker-dealers BasisCode Compliance delivers a powerful, fully-integrated suite of compliance and risk management solutions, providing your team the agility to respond to regulatory changes, greater transparency, enhanced continuity and secure, audit-ready record keeping.
Maximize the Potential of Your Consulting Partnership
NSCP Currents Article
“How to Best Work with Compliance Consultants“
Selected as part of the Best of 2019 Edition
What customers are saying…
Comprehensive financial compliance management functionality
A paperless platform for capturing all compliance workflow events and documents
Flexible system supports your workflows, procedures and rules
Seamless integration with existing systems
Links evidence to procedures
Archives all information making it easy to extract for regulatory audits
Saves time by automating all tasks and data gathering
Reduces risk exposure and liability